Tue, Aug 25, 2026

The official Financial Regulation Journal of SAIFM

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Four of the Most Important Letters in the Alphabet
International

Four of the Most Important Letters in the Alphabet

FRJ -
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Central Banks put weight behind voluntary codes
International

Central Banks put weight behind voluntary codes

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No Leniency Shown to First AIM Issuer Fined by the FCA under the Market Abuse Regulation
International

No Leniency Shown to First AIM Issuer Fined by the FCA under the Market Abuse Regulation

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High Court finds duty of care owed by arranger of capital markets transaction to investors
International

High Court finds duty of care owed by arranger of capital markets transaction to investors

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ESMA to use new powers to attack the sale of CFDs and binary bets to retail investors
International

ESMA to use new powers to attack the sale of CFDs and binary bets to retail investors

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Listing Rule change alert for 2018 IPOs
International

Listing Rule change alert for 2018 IPOs

FRJ -
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