Sun, Sep 8, 2024

The official Financial Regulation Journal of SAIFM

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FCA Publishes Its Business Plan For 2022/2023 And Strategy For The Years Ahead
Featured

FCA Publishes Its Business Plan For 2022/2023 And Strategy For The Years Ahead

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The proposed Consumer Duty for UK financial services firms – a paradigm shift?
International

The proposed Consumer Duty for UK financial services firms – a paradigm shift?

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FCA Publishes Review of Asset Managers’ Implementation of MiFID II Product Governance Rules
Featured

FCA Publishes Review of Asset Managers’ Implementation of MiFID II Product Governance Rules

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The Treasury consults on changes to the rules around authorised firms approving financial promotions
International

The Treasury consults on changes to the rules around authorised firms approving financial promotions

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FCA extends SMCR to solo-regulated firms
International

FCA extends SMCR to solo-regulated firms

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FCA confirms new rules for non-UCITS retail schemes investing in inherently illiquid assets
International

FCA confirms new rules for non-UCITS retail schemes investing in inherently illiquid assets

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