Regulation and Ethics

Our Picks

Competition Commission’s draft public interest guidelines for mergers published for public comment

15th Nov 2023

SAIFM engages with Regulators – Opportunity for Members

7th Nov 2023

The Basel Committee and the Financial Stability Board Publish Reports on Lessons Learned From Recent Bank Failures

1st Nov 2023

FSCA Publishes 2026 Three-Year Regulation Plan

7th Jul 2026

Constitutional Court delivers first interpretation of GAAR

26th Jun 2026

Exchange Control High Court rules bitcoin is ‘capital’

26th Jun 2026

About us

SAIFM is the leading professional institute for financial markets practitioners offering prescribed exams (assessments) for various roles and functions in the securities markets and such ancillary services as may promote professionalism and integrity in the financial markets.

FSCA Regulatory Updates

CPMI-IOSCO assesses that the EU has implemented the Principles for financial market infrastructures for two FMI types, but recommends some improvements

Limited time left for retirement funds to comply with cybersecurity and cyber resilience requirement

The World Federation of Exchanges calls for greater role for derivatives market

The South African Reserve Bank has recently published a draft activity-based authorisation framework for participants (banks and non-banks) in the national payment system

IOSCO Issues Statement of Support on the IESBA’s International Ethics Standards for Sustainability Assurance