Regulation and Ethics

Our Picks

Competition Commission’s draft public interest guidelines for mergers published for public comment

15th Nov 2023

SAIFM engages with Regulators – Opportunity for Members

7th Nov 2023

The Basel Committee and the Financial Stability Board Publish Reports on Lessons Learned From Recent Bank Failures

1st Nov 2023

The World Federation of Exchanges calls for greater role for derivatives market

7th Apr 2025

The South African Reserve Bank has recently published a draft activity-based authorisation framework for participants (banks and non-banks) in the national payment system

7th Apr 2025

IOSCO Issues Statement of Support on the IESBA’s International Ethics Standards for Sustainability Assurance

21st Feb 2025

About us

SAIFM is the leading professional institute for financial markets practitioners offering prescribed exams (assessments) for various roles and functions in the securities markets and such ancillary services as may promote professionalism and integrity in the financial markets.

New requirements for outsourcing by insurers published in Joint Standard 1 of 2024

South Africa: JSE Listings Requirements: Simplification Project – Additional sections for public consultation

IOSCO Publishes Good Practices to Improve Trading Venues’ Resilience in Case of Market Outages

Partnership Between the FSCA and B-BBEE Commission in Pursuit of Transformation in the Financial Sector

Establishment of CODI – Enhancing Financial Stability in South Africa

CRD VI: Navigating the Regulatory Landscape for Non-EU Banks