Tue, Sep 17, 2024

The official Financial Regulation Journal of SAIFM

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FCA Publishes Review of Asset Managers’ Implementation of MiFID II Product Governance Rules
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FCA Publishes Review of Asset Managers’ Implementation of MiFID II Product Governance Rules

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ESG-Focused Fund Strategies Face SEC Scrutiny on Disclosures and Internal Procedures
International

ESG-Focused Fund Strategies Face SEC Scrutiny on Disclosures and Internal Procedures

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The Treasury consults on changes to the rules around authorised firms approving financial promotions
International

The Treasury consults on changes to the rules around authorised firms approving financial promotions

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The World Federation of Exchanges issues industry guidance on non-default losses
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The World Federation of Exchanges issues industry guidance on non-default losses

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THE WORLD FEDERATION OF EXCHANGES WELCOMES DECISION TO END SHORT SELLING BANS ACROSS EUROPE, CITING EVIDENCE
International

THE WORLD FEDERATION OF EXCHANGES WELCOMES DECISION TO END SHORT SELLING BANS ACROSS EUROPE, CITING EVIDENCE

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THE WORLD FEDERATION OF EXCHANGES’ ACADEMIC REVIEW OF SHORT-SELLING CONCLUDES THAT BANS ARE DISRUPTIVE TO MARKETS
International

THE WORLD FEDERATION OF EXCHANGES’ ACADEMIC REVIEW OF SHORT-SELLING CONCLUDES THAT BANS ARE DISRUPTIVE TO MARKETS

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