Thu, Aug 27, 2026

The official Financial Regulation Journal of SAIFM

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International

With the EU’s Global Data Protection Regulation Quickly Approaching, Policyholders Should Act Now to Maximize Insurance Coverage for Its Potentially Staggering Liabilities
European Union

With the EU’s Global Data Protection Regulation Quickly Approaching, Policyholders Should Act Now to Maximize Insurance Coverage for Its Potentially Staggering Liabilities

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The year of blockchain: Global legal framework begins to take form
Australia

The year of blockchain: Global legal framework begins to take form

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FINRA 2018 Annual Regulatory and Examination Priorities Letter Makes No Mention of a Fiduciary Duty for Brokers
International

FINRA 2018 Annual Regulatory and Examination Priorities Letter Makes No Mention of a Fiduciary Duty for Brokers

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Regulation A+: For Smaller Companies (and ICOs) a Better Way to Go Public?
International

Regulation A+: For Smaller Companies (and ICOs) a Better Way to Go Public?

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SEC Chairman: We’re going to be bringing more cases
International

SEC Chairman: We’re going to be bringing more cases

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Financial institution liable when put on inquiry of a misappropriation of funds
International

Financial institution liable when put on inquiry of a misappropriation of funds

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