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Wed, Oct 28, 2026
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The official Financial Regulation Journal of SAIFM
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International
Page 10
International
European Union
Brexit – Potential Impact on the Payment and E-Money Sector
FRJ
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21st Sep 2018
0
International
SEC and FINRA File Three Unrelated Enforcement Actions Charging Digital Assets-Related Securities Law Violations
FRJ
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21st Sep 2018
0
International
Broker-Dealer and Affiliate Agree to Pay More Than US $12 Million to Resolve SEC Charges for Allegedly Misleading Dark Pool Practices
FRJ
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21st Sep 2018
0
Canada
International Regulators Announce Plans for a Global Innovation Sandbox
FRJ
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14th Sep 2018
0
Featured
FCA scrutinises market abuse risk management at asset managers
FRJ
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27th Aug 2018
0
European Union
ESMA Publishes First Systematic Internalizer Calculations Data for Investment Firms Under MiFID II
FRJ
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15th Aug 2018
0
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