Regulation and Ethics

Our Picks

Competition Commission’s draft public interest guidelines for mergers published for public comment

15th Nov 2023

SAIFM engages with Regulators – Opportunity for Members

7th Nov 2023

The Basel Committee and the Financial Stability Board Publish Reports on Lessons Learned From Recent Bank Failures

1st Nov 2023

The World Federation of Exchanges calls for greater role for derivatives market

7th Apr 2025

The South African Reserve Bank has recently published a draft activity-based authorisation framework for participants (banks and non-banks) in the national payment system

7th Apr 2025

IOSCO Issues Statement of Support on the IESBA’s International Ethics Standards for Sustainability Assurance

21st Feb 2025

About us

SAIFM is the leading professional institute for financial markets practitioners offering prescribed exams (assessments) for various roles and functions in the securities markets and such ancillary services as may promote professionalism and integrity in the financial markets.

Do foreign financial services providers need to register as external companies?

Interested parties can approach the CIPC to request a Compliance Notice against directors’ breach of Companies Act

A lawyer talks accounting: International Financial Reporting Standards (IFRS) 17 insurance contracts

UK meets its obligation to transpose MiFID II into UK law on time

Twin Peaks

Margin requirements for OTC derivatives