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The official Financial Regulation Journal of SAIFM

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Regulation and Ethics

Relief for innocent property owners, but maybe not so much for innocent mortgagees
Regulation and Ethics

Relief for innocent property owners, but maybe not so much for innocent mortgagees

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IOSCO reports on implementation of G20/FSB recommendations to strengthen securities markets
Regulation and Ethics

IOSCO reports on implementation of G20/FSB recommendations to strengthen securities markets

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Criminalising compliance failure: Will the UK model become the global norm?
Regulation and Ethics

Criminalising compliance failure: Will the UK model become the global norm?

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Anti-money laundering is now focused on effectiveness: Does your system work?
Regulation and Ethics

Anti-money laundering is now focused on effectiveness: Does your system work?

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Who can sell financial products in South Africa?
Regulation and Ethics

Who can sell financial products in South Africa?

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An employee who’s not “fit and proper” is not a proper fit
Regulation and Ethics

An employee who’s not “fit and proper” is not a proper fit

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