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Sun 18 Aug, 2019
The official Financial Regulation Journal of SAIFM
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Tag: Regulators

Fair Point, Mr Hayne

In case you hadn’t heard, the Final Report of the Financial Services Royal Commission was delivered by Mr Ken Hayne on Friday 1 February, and published on Monday 4 February.

Emerging Market regulators consult on recommendations related to sustainable finance

Securities regulators from growth and emerging markets are seeking public feedback on proposed recommendations related to the development of sustainable finance in capital markets and the role of securities regulators in this area.

Tinker, Tailor, Volcker Simplify: Bank Regulators Propose Revisions to the Volcker...

Federal bank regulators recently have proposed revisions to the so-called Volcker Rule, which restricts banking entities from proprietary trading and acquiring interests in covered funds (the “Proposed Revision”) as required by the Dodd-Frank Wall Street Reform and Consumer Protection Act (the “Dodd-Frank Act”).