Tag: IOSCO
IOSCO consultation on good practices to assist audit committees in supporting...
On 24 April, the Board of the International Organization of Securities Commissions (IOSCO) published a consultation report on good practices for audit committees in supporting audit quality.
BCBS and IOSCO press release
BCBS and IOSCO issue criteria for identifying simple, transparent and comparable short-term securitisations.
IOSCO Annual Conference focuses on key challenges facing securities regulators
Members of the International Organization of Securities Commissions (IOSCO) met at the organization´s 43rd Annual Conference in Budapest this week to discuss and address issues facing securities market regulators and supervisors yesterday.
Harmonisation of critical OTC derivatives data elements (other than UTI and...
Harmonisation of critical OTC derivatives data elements (other than UTI and UPI) – technical guidance issued by CPMI-IOSCO was published by the Bank for International Settlements (BIS) in April 2018.
IOSCO consults on guidance to address conflicts of interest in the...
The Board of the International Organization of Securities Commissions (IOSCO) today is proposing guidance to help its members address conflicts of interest and associated misconduct risks that may arise during the equity capital raising process.
IOSCO consults on proposed policy measures to protect investors of OTC...
The International Organization of Securities Commissions (IOSCO) has issued today a consultation report proposing policy measures for its members to consider when addressing the risks arising from the offer and sale of OTC leveraged products to retail clients.
