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Sunday 25 February, 2018
The official Financial Regulation Journal of SAIFM
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IOSCO consults on guidance to address conflicts of interest in the...

The Board of the International Organization of Securities Commissions (IOSCO) today is proposing guidance to help its members address conflicts of interest and associated misconduct risks that may arise during the equity capital raising process.

IOSCO consults on proposed policy measures to protect investors of OTC...

The International Organization of Securities Commissions (IOSCO) has issued today a consultation report proposing policy measures for its members to consider when addressing the risks arising from the offer and sale of OTC leveraged products to retail clients.

IOSCO issues recommendations and good practices to improve liquidity risk management...

The Board of the International Organization of Securities Commissions (IOSCO) has issued today final recommendations that seek to improve liquidity risk management practices of open-ended collective investment schemes (CIS) as part of its mission to protect investors, ensure fair and efficient financial markets and reduce systemic risk.