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IAIS—Holistic Framework for Systemic Risk in the Insurance Sector: IAIS Issues Public Consultation Document Proposing Holistic Framework to Assess Systemic Risk in the Insurance...

14th December 2018

USA

SEC Fines Broker-Dealer $1 Million in First Enforcement Action Under Identity Theft Rule

21st November 2018

USA

Financial Regulators Have Gotten the Memo—The “Brand Memo”

21st September 2018

FCA Publishes Notification Guide for Firms Wanting To Rely on MiFID II Ancillary Activity...

23rd October 2017

London Interbank Offered Rate to Be Replaced By End of 2021

23rd October 2017

U.S. SEC issues report on digital currencies and related autonomous organizations

19th October 2017

FCA Publishes MiFID II Passporting Forms

19th October 2017

SEC Finds Initial Coin Offerings Can be Securities

18th October 2017

New US SEC chairman previews governing principles; stresses commitment to working with US CFTC

18th September 2017

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Our Picks

IOSCO Annual Conference focuses on key challenges facing securities regulators

11th May 2018

FCA scrutinises market abuse risk management at asset managers

27th August 2018