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Financial Regulators Have Gotten the Memo—The “Brand Memo”

21st September 2018

USA

SEC and FINRA File Three Unrelated Enforcement Actions Charging Digital Assets-Related Securities Law Violations

21st September 2018

USA

Broker-Dealer and Affiliate Agree to Pay More Than US $12 Million to Resolve SEC Charges for Allegedly Misleading Dark Pool Practices

21st September 2018

U.S. SEC issues report on digital currencies and related autonomous organizations

19th October 2017

FCA Publishes MiFID II Passporting Forms

19th October 2017

SEC Finds Initial Coin Offerings Can be Securities

18th October 2017

New US SEC chairman previews governing principles; stresses commitment to working with US CFTC

18th September 2017

ESMA updates AIFMD and UCITS Q&As

18th September 2017

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