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Environmental, social, and governance concerns: Do U.S. investors care about sustainability and ESG scores?

16th January 2019

USA

IAIS—Holistic Framework for Systemic Risk in the Insurance Sector: IAIS Issues Public Consultation Document Proposing Holistic Framework to Assess Systemic Risk in the Insurance...

14th December 2018

USA

SEC Fines Broker-Dealer $1 Million in First Enforcement Action Under Identity Theft Rule

21st November 2018

Financial Regulators Have Gotten the Memo—The “Brand Memo”

21st September 2018

SEC and FINRA File Three Unrelated Enforcement Actions Charging Digital Assets-Related Securities Law Violations

21st September 2018

Broker-Dealer and Affiliate Agree to Pay More Than US $12 Million to Resolve SEC...

21st September 2018

ESMA Publishes First Systematic Internalizer Calculations Data for Investment Firms Under MiFID II

15th August 2018

Tinker, Tailor, Volcker Simplify: Bank Regulators Propose Revisions to the Volcker Rule

13th June 2018

With the EU’s Global Data Protection Regulation Quickly Approaching, Policyholders Should Act Now to...

16th May 2018

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Budget 2019: Business and corporate tax perspective

25th February 2019

Notice of extension for submission of ODP license applications

7th December 2018