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Legal Alert: SEC issues guidance regarding the proxy voting responsibilities of investment advisers

14th Sep 2019

USA

LTSE proposes listing standards to support long-term value creation

19th Aug 2019

USA

Environmental, social, and governance concerns: Do U.S. investors care about sustainability and ESG scores?

16th Jan 2019

IAIS—Holistic Framework for Systemic Risk in the Insurance Sector: IAIS Issues Public Consultation Document...

14th Dec 2018

SEC Fines Broker-Dealer $1 Million in First Enforcement Action Under Identity Theft Rule

21st Nov 2018

Financial Regulators Have Gotten the Memo—The “Brand Memo”

21st Sep 2018

SEC and FINRA File Three Unrelated Enforcement Actions Charging Digital Assets-Related Securities Law Violations

21st Sep 2018

Broker-Dealer and Affiliate Agree to Pay More Than US $12 Million to Resolve SEC...

21st Sep 2018

ESMA Publishes First Systematic Internalizer Calculations Data for Investment Firms Under MiFID II

15th Aug 2018

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New Draft Margin Requirements for Non-Centrally Cleared OTC Derivative Transactions

22nd May 2019

Competition Amendment Act Regulations on Price Discrimination and Buyer Power published...

21st Oct 2019