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25.7
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Johannesburg
Monday 21 January, 2019
Financial Regulation Journal
The official Financial Regulation Journal of SAIFM
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Environmental, social, and governance concerns: Do U.S. investors care about sustainability and ESG scores?
16th January 2019
USA
IAIS—Holistic Framework for Systemic Risk in the Insurance Sector: IAIS Issues Public Consultation Document Proposing Holistic Framework to Assess Systemic Risk in the Insurance...
14th December 2018
USA
SEC Fines Broker-Dealer $1 Million in First Enforcement Action Under Identity Theft Rule
21st November 2018
Financial Regulators Have Gotten the Memo—The “Brand Memo”
21st September 2018
SEC and FINRA File Three Unrelated Enforcement Actions Charging Digital Assets-Related Securities Law Violations
21st September 2018
Broker-Dealer and Affiliate Agree to Pay More Than US $12 Million to Resolve SEC...
21st September 2018
ESMA Publishes First Systematic Internalizer Calculations Data for Investment Firms Under MiFID II
15th August 2018
Tinker, Tailor, Volcker Simplify: Bank Regulators Propose Revisions to the Volcker Rule
13th June 2018
With the EU’s Global Data Protection Regulation Quickly Approaching, Policyholders Should Act Now to...
16th May 2018
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