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Environmental, social, and governance concerns: Do U.S. investors care about sustainability and ESG scores?

16th Jan 2019

USA

IAIS—Holistic Framework for Systemic Risk in the Insurance Sector: IAIS Issues Public Consultation Document Proposing Holistic Framework to Assess Systemic Risk in the Insurance...

14th Dec 2018

USA

SEC Fines Broker-Dealer $1 Million in First Enforcement Action Under Identity Theft Rule

21st Nov 2018

Financial Regulators Have Gotten the Memo—The “Brand Memo”

21st Sep 2018

SEC and FINRA File Three Unrelated Enforcement Actions Charging Digital Assets-Related Securities Law Violations

21st Sep 2018

Broker-Dealer and Affiliate Agree to Pay More Than US $12 Million to Resolve SEC...

21st Sep 2018

ESMA Publishes First Systematic Internalizer Calculations Data for Investment Firms Under MiFID II

15th Aug 2018

Tinker, Tailor, Volcker Simplify: Bank Regulators Propose Revisions to the Volcker Rule

13th Jun 2018

With the EU’s Global Data Protection Regulation Quickly Approaching, Policyholders Should Act Now to...

16th May 2018

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Our Picks

Brexit – Potential Impact on the Payment and E-Money Sector

21st Sep 2018

Controlled foreign company comparable tax threshold to be decreased

8th Apr 2019