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27.1
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Johannesburg
Fri 17 Jan, 2020
Financial Regulation Journal
The official Financial Regulation Journal of SAIFM
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Legal Alert: SEC issues guidance regarding the proxy voting responsibilities of investment advisers
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USA
LTSE proposes listing standards to support long-term value creation
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Environmental, social, and governance concerns: Do U.S. investors care about sustainability and ESG scores?
16th Jan 2019
IAIS—Holistic Framework for Systemic Risk in the Insurance Sector: IAIS Issues Public Consultation Document...
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SEC Fines Broker-Dealer $1 Million in First Enforcement Action Under Identity Theft Rule
21st Nov 2018
Financial Regulators Have Gotten the Memo—The “Brand Memo”
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21st Sep 2018
Broker-Dealer and Affiliate Agree to Pay More Than US $12 Million to Resolve SEC...
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ESMA Publishes First Systematic Internalizer Calculations Data for Investment Firms Under MiFID II
15th Aug 2018
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